--- description: ¿Qué es y para qué sirve Smart RIA? Lee opiniones verificadas, descubre sus características, precios de planes, ventajas y desventajas. image: https://gdm-localsites-assets-gfprod.imgix.net/images/capterra/og_logo-e5a8c001ed0bd1bb922639230fcea71a.png?auto=format%2Cenhance%2Ccompress title: ¿Qué es Smart RIA? - Reseñas, precios y funciones - Capterra México 2026 --- Breadcrumb: [Inicio](/) > [Software de gestión de proveedores](/directory/10024/vendor-management/software) > [Smart RIA](/software/158544/smart-ria) # Smart RIA Canonical: https://www.capterra.mx/software/158544/smart-ria Página: 1 de 2\ Siguiente: [Página siguiente](https://www.capterra.mx/software/158544/smart-ria?page=2) > Plataforma de software de gestión de cumplimiento dirigida a las empresas de servicios financieros que les ahorra tiempo y dinero y las mantiene preparadas para cualquier auditoría. > > Veredicto: 12 usuarios lo han valorado con **4.6/5**. De los mejores valorados en **Probabilidad de recomendación**. ----- ## Vista rápida ### ¿Quién usa Smart RIA? Empresas de gestión de patrimonio de tamaño mediano a grande y plataformas de servicios financieros institucionales. Empresas que luchan por llevar un seguimiento de los requisitos regulatorios complejos y cumplir con ellos. ## Estadísticas y valoraciones rápidas | Métrica | Calificación | Detalles | | **En general** | **4.6/5** | 12 Opiniones | | Facilidad de uso | 4.8/5 | Basado en las opiniones generales | | Asistencia al cliente | 4.8/5 | Basado en las opiniones generales | | Relación calidad-precio | 4.8/5 | Basado en las opiniones generales | | Funciones | 4.4/5 | Basado en las opiniones generales | | Porcentaje de recomendaciones | 100% | (10/10 Probabilidad de recomendación) | ## Sobre el proveedor - **Empresa**: SmartRIA - **Ubicación**: Knoxville, EE. UU. - **Constitución**: 2011 ## Contexto comercial - **Precio inicial**: USD 50.00 - **Público objetivo**: Trabajador autónomo, 2-10, 11-50, 51-200, 201-500, 501-1,000, 1,001-5,000, 5,001-10,000, 10,000+ - **Despliegue y plataformas**: Cloud, SaaS, Web - **Idiomas admitidos**: inglés - **Países disponibles**: Estados Unidos ## Funciones - Contratación de personal - Gestión de la conformidad - Portal de autoservicio ## Integraciones (en total: 2) - Plaid - Salesforce Sales Cloud ## Opciones de asistencia - Chat ## Categoría - [Software de gestión de proveedores](https://www.capterra.mx/directory/10024/vendor-management/software) ## Alternativas 1. [Stampli](https://www.capterra.mx/software/147301/stampli) — 4.8/5 (463 reviews) 2. [IT Glue](https://www.capterra.mx/software/170401/itglue) — 4.6/5 (331 reviews) 3. [NetSuite](https://www.capterra.mx/software/135757/netsuite) — 4.2/5 (2003 reviews) 4. [Onspring](https://www.capterra.mx/software/138931/audit-software) — 4.8/5 (105 reviews) 5. [Precoro](https://www.capterra.mx/software/148522/precoro) — 4.8/5 (254 reviews) ## Opiniones ### "Finally All-Inclusive Compliance Software" — 5.0/5 > **Sarah** | *25 de septiembre de 2020* | Servicios financieros | Valoración de la recomendación: 10.0/10 > > **Puntos a favor**: SmartRIA is the only product I was able to find on the market that helps you build out a full compliance program in one place. All of the other products are piecemeal and end up costing significantly more. My team and I really appreciate how receptive SmartRIA is to changing and improving as well. > > **Puntos en contra**: Depending on your custodian getting your data feeds set up correctly can be frustrating and time consuming. > > I can without a doubt say that SmartRIA is the best vendor we work with. Not just in the compliance software realm. They are always timely with responses and quick to address any issues that pop up. ----- ### "Compliance Task Management System" — 4.0/5 > **Scott** | *20 de diciembre de 2019* | Gestión de inversiones | Valoración de la recomendación: 10.0/10 > > **Puntos a favor**: The software is fully customizable, which is critical for state registered and financial planning focused firms that may need to add or remove tasks according to their specific business model. > > **Puntos en contra**: The integrations are limited, specifically with Wealthbox and Redtail (CRM integrations). Firm owners would like to be able to eliminate the need to track and complete tasks in calendar format in both systems, but by only synching client data and not task data via the integration, that functionality does not improve efficiency from a task management standpoint. Also, the lack of a strong document storage solution that includes the secure transfer of documents to and from clients encourages firms to store documents via other systems (Drop Box, Sharefile, etc.). > > It's been a long road. The software has made great advancements in the first couple of years, and the support team has been great. As long as improvements continue to be made, we're moving in the right direction. ----- ### "SEC Audit" — 4.0/5 > **Michael** | *17 de enero de 2020* | Servicios financieros | Valoración de la recomendación: 8.0/10 > > **Puntos a favor**: We went through an SEC Audit and the access controls and vendor due diligence saved us so much time in reporting for the SEC. Huge help in a stressful time. > > **Puntos en contra**: More communication around acquisition would have been nice ----- ### "Great Solution for Our RIA" — 5.0/5 > **Tyler** | *1 de octubre de 2020* | Servicios financieros | Valoración de la recomendación: 10.0/10 > > **Puntos a favor**: The most impactful functionality of this software includes a customizable compliance calendar where alerts can be managed for all employees/advisors and custom forms that can be created to capture critical information including the ability to upload/attach supporting files. Smart-RIA is our one-stop-shop for all things compliance. > > **Puntos en contra**: Occasionally process steps are added or modified between patch releases, but the changes are typically intuitive in nature so as not to impede your work. As of late, the development team has been issuing helpful, proactive communications about new functionality and interface changes when migrating to newer releases. > > Our firm was one of the very first to integrate the use of Smart-RIA into our daily operations, so we have seen the progress of this platform from the beginning. The development team has always provided an excellent customer experience including the attempt to incorporate new features, and they have really taken much stronger approach to development when they decided to stay purely in their lane - compliance. ----- ### "Functional platform making switch enhancements." — 4.0/5 > **Hannah** | *20 de diciembre de 2019* | Servicios financieros | Valoración de la recomendación: 9.0/10 > > **Puntos a favor**: The SmartRIA team listens to feedback from users and swiftly implements changes. Examples: email notifications, form template editing ease (DRAG AND DROP FEATURE). The Reports tab is useful for the Compliance team as far as ensuring everyone is completing forms in a timely manner and the ability to pull various types of forms over a certain timeframe. > > **Puntos en contra**: I wish the weekly email with upcoming activities also would show users their past due activities\! This seems like an easy item to add that would prevent some of our chasing down of supervised persons\! > > We love working with Amy, she understands the system well, is thorough and is really good at helping familiarize users with the platform. We have had excellent service from SmartRIA and while it is still newer to us, we feel like this will be a good platform to run compliance out of for years to come. ----- Página: 1 de 2\ Siguiente: [Página siguiente](https://www.capterra.mx/software/158544/smart-ria?page=2) ## Enlaces - [Ver en Capterra](https://www.capterra.mx/software/158544/smart-ria) ## Esta página se encuentra disponible en los siguientes idiomas | Local | URL | | en | | | en-AE | | | en-AU | | | en-CA | | | en-GB | | | en-IE | | | en-IL | | | en-IN | | | en-NZ | | | en-SG | | | en-ZA | | | es | | | es-AR | | | es-CL | | | es-CO | | | es-CR | | | es-DO | | | es-EC | | | es-MX | | | es-PA | | | es-PE | | | fr | | | fr-BE | | | fr-CA | | | fr-LU | | | pt | | | pt-PT | | ----- ## Datos estructurados